Sotheby’s Compliance Department
Sotheby’s is committed to conducting its business with the highest level of integrity and transparency and to supporting an ethical art market. Sotheby’s was the first participant in the art market to establish a global Compliance Department and continues to have the world’s largest full-time compliance team with offices in both New York and London. The Compliance Department oversees the development and maintenance of programs and policies designed to facilitate Sotheby’s ongoing compliance with all applicable laws, rules and regulations governing our worldwide operations. We educate and train Sotheby’s staff members about Sotheby’s policies and regulatory expectations and promote a culture of everyday adherence to our core values of excellence, honesty, transparency, ethical conduct and integrity.
Sotheby’s Code of Business Conduct and Ethics can be found here.
The Compliance Department consists of experienced attorneys and knowledgeable supporting compliance staff: